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The European Securities Markets Authority (ESMA) is an independent European Union authority that contributes to EU financial stability by ensuring integrity, transparency, efficiency and investor protection. It is fully accountable to the European Parliament.

ESMA fosters supervisory convergence amongst EU securities regulators and across financial sectors by working mainly on securities legislation contributing to a single rulebook in Europe. It is responsible for coordinating the actions of securities supervisors and adopting emergency measures in crisis situations.

ESMA also contributes to the work of the European Systemic Risk Board, which identifies potential risks to the financial system and provides advice to diminish threats to the stability of the European Union.

 

ESMA 2014 Regulatory Work Programme






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ESMA - 200578 articles out of 78.
13 Dec 2005 CESR dialogue on CRA implementation of IOSCO code

13 Dec 2005 Tenth meeting of Market Participants Consultative Panel

02 Dec 2005 CESR responses on establishment of a Mediation Mechanism

24 Nov 2005 Answers to CESR consultation on Eligible Assets for Investments of UCITS

24 Nov 2005 Answers to CESR consultation on Eligible Assets for Investments of UCITS

03 Nov 2005 CESR recommendations on Alternative Performance Measures

27 Oct 2005 CESR consultation on simplification of the cross-border notification procedure of UCITS

27 Oct 2005 CESR consultation on simplification of the cross-border notification procedure of UCITS

27 Oct 2005 CESR final advice of possible amendment to Prospectus Regulation

20 Oct 2005 CESR launches second consultation on UCITS

20 Oct 2005 CESR launches second consultation on UCITS

26 Sep 2005 CESR: Speech by John Tiner at the IASB meeting with World Standard setters

26 Sep 2005 CESR: Speech by John Tiner at the IASB meeting with World Standard setters

23 Sep 2005 Speech van Leeuwen: CESR’s Investment Management Agenda

22 Sep 2005 Responses on CESR consultation on Prospectuses

13 Sep 2005 Half-yearly report on activities of CESR

08 Sep 2005 CESR consultation on mediation mechanism

06 Sep 2005 CESR published answers on Transparency Directive

28 Jul 2005 CESR launched call for evidence on implementing measures on Transparency Directive

26 Jul 2005 Commission extends the deadline for CESR’s technical advice on UCITS

26 Jul 2005 Commission extends the deadline for CESR’s technical advice on UCITS

21 Jul 2005 CESR published responses consultation of Alternative Performance Measures

07 Jul 2005 CESR’s draft technical advice on financial information in a prospectus

07 Jul 2005 CESR reviews supervisory convergence in UCITS Recommendations

07 Jul 2005 CESR reviews supervisory convergence in UCITS Recommendations

05 Jul 2005 CESR technical advice on equivalence of third country GAAP and IFRS

05 Jul 2005 CESR technical advice on equivalence of third country GAAP and IFRS

01 Jul 2005 CESR: Ninth meeting of Market Participants Consultative Panel

30 Jun 2005 CESR final advice on Transparency Directive

28 Jun 2005 CESR-CFTC Common Work Program to Facilitate Transatlantic Derivatives Business

24 Jun 2005 CESR published answers to call for evidence on Prospectus Directive

15 Jun 2005 CESR published responses on UCITS

15 Jun 2005 CESR published responses on UCITS

03 Jun 2005 CESR call for evidence on financial information in a prospectus

03 Jun 2005 CESR document on Accepted Market Practices

30 May 2005 CESR published responses on Equivalence of certain third country GAAP

30 May 2005 CESR published responses on Equivalence of certain third country GAAP

30 May 2005 CESR published responses on Transparency Directive

19 May 2005 FBE response on the establishment of a mediation mechanism

16 May 2005 Summary of conclusions of MiFID Consumer Day, 22 March

16 May 2005 Summary of conclusions of MiFID Consumer Day, 22 March

11 May 2005 CESR consults on Alternative Performance Measures

03 May 2005 CESR second technical advice on MiFID

28 Apr 2005 CESR consultation on draft technical advice on equivalence of certain third country GAAP

28 Apr 2005 CESR consultation on draft technical advice on equivalence of certain third country GAAP

27 Apr 2005 CESR second consultation on Transparency Directive

18 Apr 2005 Meeting of CESR Market Participants Consultative Panel

12 Apr 2005 CESR First Progress Report on Supervisory Convergence in Securities Markets

08 Apr 2005 CESR starts work on mediation mechanism amongst supervisors

08 Apr 2005 CESR general methodology for reviewing implementation

07 Apr 2005 CESR Annual report 2004

05 Apr 2005 CESR published responses on MiFID consultation

04 Apr 2005 CEBS questionnaire on cross-border mergers

04 Apr 2005 CEBS questionnaire on cross-border mergers

31 Mar 2005 ECON delegation visit to CESR

31 Mar 2005 CESR – CFTC Communiqué to facilitate trans-Atlantic derivatives business

30 Mar 2005 CESR technical advice on credit rating agencies

30 Mar 2005 CESR technical advice on credit rating agencies

30 Mar 2005 CESR’s Progress Report on Transparency Directive

24 Mar 2005 Deadline for answers to Consultation on MiFID - Annexes

18 Mar 2005 CESR consultation on draft advice on the eligible assets of UCITS

18 Mar 2005 CESR consultation on draft advice on the eligible assets of UCITS

16 Mar 2005 FESE comments on CESR’s report on supervisory tools

07 Mar 2005 CESR published answers on second part of advice on Transparency Directive

03 Mar 2005 CESR final Consultation on Best Execution and Transparency Requirement under MiFID

22 Feb 2005 CESR: Responses on MiFID – professional client agreements

14 Feb 2005 CESRs technical advice on first set of mandates on MiFID – corrected version

14 Feb 2005 CESR and US CFTC to facilitate transatlantic derivatives business

10 Feb 2005 CESR’S final recommendations on Prospectus

04 Feb 2005 FESE response to CESR’s Consultation on Implementation Measures for the Transparency Directive

04 Feb 2005 CESR published responses received on consultation on credit rating agencies

04 Feb 2005 CESR published responses received on consultation on credit rating agencies

03 Feb 2005 CESR second consultation paper on MiFID

03 Feb 2005 CESRs technical advice on first set of mandates on MiFID

03 Feb 2005 CESR final concept paper on equivalence between GAAP and IAS/IFRS

03 Feb 2005 CESR’s final guidelines for supervisors regarding UCITS Directives

01 Feb 2005 FBE response on “supervisory tools for EU securities market“

24 Jan 2005 CESR published answers received on Consultation on second set of mandates on MiFID


ESMA - 200472 articles out of 72.
20 Dec 2004 CESR call for opinion on draft advice on MIFID - Professional Client Agreements

15 Dec 2004 FESE: Open Letter from European Exchanges to the European Institutions and CESR

13 Dec 2004 CESR: second part of draft advice on Transparency Directive

13 Dec 2004 CESR consultation on Transparency Directive

06 Dec 2004 CESR Conference on Europe's Single Market: Under construction or fully integrated?

01 Dec 2004 CESR: Addendum to implementing measures on MiFiD- extended deadline

30 Nov 2004 CESR consults on Potential Regulatory approaches for Credit Rating Agencies

30 Nov 2004 CESR consults on Potential Regulatory approaches for Credit Rating Agencies

17 Nov 2004 CESR second Consultation Paper on first set of mandates for MiFID

09 Nov 2004 ESC Meeting 24 October

05 Nov 2004 CESR report of mis-practises in European investment fund industry

28 Oct 2004 CESR Consultation on Transparency Directive

28 Oct 2004 CESR call for evidence on eligible assets of UCITS

28 Oct 2004 CESR call for evidence on eligible assets of UCITS

28 Oct 2004 CESR consultation on common operation of Market Abuse Directive

28 Oct 2004 CESR role at Level 3 under Lamfalussy

28 Oct 2004 Formal mandate to CESR on UCITS Directive

28 Oct 2004 Formal mandate to CESR on UCITS Directive

28 Oct 2004 Implementation of CESR Standard No 2

25 Oct 2004 CESR consultation on report on supervisory tools for the EU securities

21 Oct 2004 CESR consultation on measuring equivalence Third Country GAAP and IAS/IFRS

21 Oct 2004 CESR: Trans-Atlantic Co-operation Initiative

21 Oct 2004 CESR consultation on UCITS III

21 Oct 2004 CESR consultation on UCITS III

21 Oct 2004 Consultation on CESR's draft advice on MIFID

17 Oct 2004 Summary of ESC meeting of 22 September

13 Oct 2004 CESR: Interim report on activities

12 Oct 2004 CESR: responses on second part of consultation on MIFID

28 Sep 2004 CESR: Responses on Enforcement of Financial Information

24 Sep 2004 CESR: Keynote address on FEFSI Fund Forum

24 Sep 2004 CESR: Keynote address on FEFSI Fund Forum

20 Sep 2004 CESR: Responses to MIFID Consultation

13 Sep 2004 Speech: On-shore Europe - The regulation of Financial Markets

03 Sep 2004 CESR: Responds on call for evidence on Credit Rating Agencies

03 Sep 2004 CESR: Responds on call for evidence on Credit Rating Agencies

25 Aug 2004 ESC: Summary records of July Meeting

20 Jul 2004 Report on CESR sixth meeting of Market Participants Consultative Panel

01 Jul 2004 ESC: Summary Record of June meeting

25 Jun 2004 CESR: Co-ordinating enforcement of Financial Information

25 Jun 2004 Commission final mandate to CESR on IAS

25 Jun 2004 Commission final mandate to CESR on ISD

25 Jun 2004 Commission final mandate to CESR on Transparency Requirements

25 Jun 2004 Commission final mandate to CESR on Transparency Requirements

25 Jun 2004 Commission final mandate to CESR on Transparency Requirements

24 Jun 2004 CESR consultation on implementation of regulation on prospectuses

09 Jun 2004 CESR Call for Evidence on mandate on Investment Management

04 Jun 2004 CESR – SEC set out shape of future collaboration

02 Jun 2004 FBE Responds to CESR’s Consultation on Level 3 Role

26 May 2004 CESR and SEC announce enhanced cooperation and collaboration

02 May 2004 ESC: Summary Record of April meeting

29 Apr 2004 Commission adopts technical measures on Prospectuses and Market Abuse Directives

28 Apr 2004 ESC Summary Record of 19 April 2004

22 Apr 2004 CESR publishes Standard No. 2 on Financial Information

20 Apr 2004 CESR publishes responses on Consultation on FIM

19 Apr 2004 ESC - List of members

15 Apr 2004 Summary Record of ESC meeting 15. March

06 Apr 2004 CESR announces appointments

05 Apr 2004 ESC: Summary Record of March meeting

31 Mar 2004 CESR: Responses on Commissions provisional mandates on ISD

30 Mar 2004 Commission revised draft on implementing Prospectuses Directive

25 Mar 2004 Fifth meeting on CESR market participants consultative Panel

05 Mar 2004 CESR starts work on guidelines for implementation for prospectuses

04 Mar 2004 CESR develops its approach to review implementation of CESR Standards

01 Mar 2004 ESC: Summary Record of February meeting

19 Feb 2004 ESC: Summary Record of the 17th Meeting

20 Jan 2004 CESR starts work on Commission provisional mandates on ISD - Financial Instruments Markets

12 Jan 2004 Summary of responses on ESCB/CESR Consultation on Clearing and Settlement

10 Jan 2004 CESR recommendation on implementation of Financial Reporting Standards

08 Jan 2004 CESR submits final advice on Prospectus and dissemination of advertisements

05 Jan 2004 Results of CESR’s consultation on Minimum Disclosure requirements and Financial Information on Prospectus

05 Jan 2004 Fourth Meeting of the CESR Market Participants Consultative Panel

05 Jan 2004 Results of CESR’s consultation on its role in regulation and supervision of UCITS


ESMA - 200340 articles out of 40.
19 Dec 2003 Results of CESR consultation on application of IFRS

19 Dec 2003 Results of CESR consultation on application of IFRS

17 Nov 2003 Commission working document on implementing measures of Market Abuse Directive

12 Nov 2003 Commission working document on implementing measures for Prospectus Directive

08 Oct 2003 CESR Draft Standard No. 2 on Financial Information - Co-ordination of Enforcement Activities

07 Oct 2003 CESR draft recommendations on application of IFRS

07 Oct 2003 CESR draft recommendations on application of IFRS

03 Oct 2003 CESRs final advise on the content and format of Prospectuses

02 Oct 2003 CESR re-elects its chairman and vice-chair

10 Sep 2003 Revised formal Commission drafts on Market Abuse to ESC

09 Sep 2003 Results of CESR’s public consultation on Prospectus Directive

03 Sep 2003 List of ESC members

03 Sep 2003 CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive

01 Aug 2003 CESR/ESCB Consultative report on Standards for Securities Clearing and Settlement systems in the European Union

01 Aug 2003 CESR/ESCB Consultative report on Standards for Securities Clearing and Settlement systems in the European Union

31 Jul 2003 CESRs Final Advice on Disclosure Obligations for listed and issuing companies

18 Jul 2003 CESR results on public consulation on Market Abuse Directive

16 Jul 2003 Results of CESR's consultation on implementing measures on Prospectus Directive

10 Jul 2003 ESC: Summary Record of the 12th Meeting of European Securities Committee

09 Jul 2003 Formal Commission drafts on Market Abuse to ESC

04 Jul 2003 Third Meeting of the CESR Market Participants Consultative Panel

03 Jul 2003 Interim Report on the Activities of CESR to the European Commission

12 Jun 2003 CESR Consultation on Prospectus Directive

22 May 2003 ESC: Summary Record of the 11th Meeting of European Securities Committee

06 May 2003 CESR Prospectus Consultation – additional information

25 Apr 2003 CESR: Additional Hearing on Prospectus Directive

24 Apr 2003 Results of CESR's second call for possible implementing measures of Prospectus Directive

15 Apr 2003 Consultation paper on second set of implementing measures on Market Abuse

04 Apr 2003 Extension of CESR mandate deadline on Prospectuses

02 Apr 2003 CESR's first initiative on enforcement of financial information in Europe

17 Mar 2003 ESC: Summary Record of the Tenth Meeting of European Securities Committee

10 Mar 2003 Commission Working Documents on Implementing Measures of Market Abuse Directive

07 Feb 2003 CESR: Additional Provisional Mandate on Prospectuses Directive – call for evidence

07 Feb 2003 CESR: Additional Mandate on Market Abuse Directive – call for evidence

04 Feb 2003 CESR: Public Statement on Second Meeting of Market Participants Consultative Panel

31 Jan 2003 CESR: Responses on possible Implementing Measures for Prospectus Directive

30 Jan 2003 Ninth ESC Meeting

30 Jan 2003 ESC: Summary Record of the Ninth Meeting of European Securities Committee

17 Jan 2003 Formal Mandate for Technical Advice on Market Abuse Directive

08 Jan 2003 CESR submits Implementing Measures on the Market Abuse Directive to European Commission


ESMA - 200225 articles out of 25.
19 Dec 2002 CESR Consultation on Prospectus Directive

11 Dec 2002 CESR: Chairman speech on the role of CESR

13 Nov 2002 BBA: Review of CESR’s organisation and its development

13 Nov 2002 Responses to CESR consultation paper on Market Abuse

29 Oct 2002 First CESR meeting of Market Participants Consultative Panel

22 Oct 2002 CESR Consultation on principles of enforcement of accounting standards in Europe

16 Oct 2002 CESR starts Consultation on Proposed Prospectus Directive

14 Oct 2002 Consultations on improving banking, insurance and conglomerates legislation

10 Jul 2002 CESR establishes a Market Participant Consultative Panel

09 Jul 2002 EMAC: 1st Semestrial Report by CESR

08 Jul 2002 CESR: A European Regime of Investor Protection

08 Jul 2002 CESR published Standards for Alternative Trading Systems

05 Jul 2002 CESR Consultation on Possible Implementing Measures of the Proposed Market Abuse Directive

01 Jul 2002 CESR: Summary of answers on Prospectuses

28 Jun 2002 CESR Response on ISD

09 Apr 2002 CESR: A European Regime of Investor Protection - The Harmonisation of Conduct of Business Rules

09 Apr 2002 CESR: Stabilisation and Allotment - a European Supervisory Approach

27 Mar 2002 CESR starts work on implementing measures on Market Abuse and Prospectuses

27 Mar 2002 CESR third meeting

15 Mar 2002 CESR/ESCB joint work on Recommendations for Securities Settlement Systems

15 Mar 2002 ESBG response to CESR consultation on ATS

15 Mar 2002 ESBG response to CESR consultation on ATS

22 Feb 2002 CESR: Follow-up Paper on Market Abuse

30 Jan 2002 CESR: Inventory of Comments on Second Consultation on Harmonisation of Conduct of Business Rules

14 Jan 2002 FESCO/CESR: Feedback Statement and Final Round of Consultation on Alternative Trading Systems


ESMA - 200116 articles out of 16.
18 Dec 2001 CESR 2nd meeting

16 Nov 2001 CESR Consultation on the Draft Public Statement of Consultation Practices

05 Nov 2001 ESC and CESR - list of members

18 Oct 2001 CESR: Consultation Paper on Harmonization of Conduct of Business Rules

04 Oct 2001 CESR presents its consultation policy

21 Sep 2001 ESC: First meeting of European Securities Committee

19 Sep 2001 CESR 1st meeting

01 Aug 2001 FESCO report on prospectus: A 'European Passeport' for issuers

01 Aug 2001 FESCO report on Market Abuse: Measures to promote Market Integrity

06 Jul 2001 FESCO: Results on Consultation Paper on Harmonization of Conduct of Business Rules

19 Jun 2001 Agreement on the Charter of the Committee of European Securities Regulators

11 Jun 2001 FESCO opens Consultation Process on Alternative Trading Systems

06 Jun 2001 Commission established ESC and CESR

06 Jun 2001 Commission established ESC and CESR - Frequently Asked Questions

28 Feb 2001 FESCO's response to the EU's new accounting strategy

07 Feb 2001 FESCO Consultation Paper on Harmonization of Conduct of Business Rules


ESMA - 20004 articles out of 4.
20 Dec 2000 FESCO Paper on Prospectuses

25 Sep 2000 FESCO Paper on Alternative Trading Systems

29 Jun 2000 FESCO Paper on Market Abuse

10 May 2000 FESCO Consultation Paper on Prospectuses