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The European Securities Markets Authority (ESMA) is an independent European Union authority that contributes to EU financial stability by ensuring integrity, transparency, efficiency and investor protection. It is fully accountable to the European Parliament.

ESMA fosters supervisory convergence amongst EU securities regulators and across financial sectors by working mainly on securities legislation contributing to a single rulebook in Europe. It is responsible for coordinating the actions of securities supervisors and adopting emergency measures in crisis situations.

ESMA also contributes to the work of the European Systemic Risk Board, which identifies potential risks to the financial system and provides advice to diminish threats to the stability of the European Union.

 

ESMA 2014 Regulatory Work Programme






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ESMA - 201433 articles out of 33.
23 Dec 2014 Joint Committee of the ESAs published final draft technical standards on risk concentration and intra-group transactions

23 Dec 2014 ESAs seek views on guidelines aimed at reducing reliance on credit ratings

07 Nov 2014 ESA’s budget 2015 – ensuring safe financial markets

15 Oct 2014 ESMA’s Steven Maijoor delivers keynote speech

03 Oct 2014 ESMA publishes 2015 Work Programme

13 Jun 2014 ESMA publishes its 2013 Annual Report

05 Jun 2014 ESMA’s Maijoor delivers keynote speech at ICMA Annual Conference

12 May 2014 Waters Technology: One small step for ESMA

24 Apr 2014 Responses to ESMA's consultation paper on CRA 3 implementation

31 Mar 2014 Report of the OTC Derivatives Regulators Group on cross-border implementation issues

31 Mar 2014 Report of the OTC Derivatives Regulators Group on cross-border implementation issues

26 Mar 2014 ESMA publishes Guidelines on cooperation arrangements and information exchange

24 Mar 2014 ESMA publishes Final Report and Q&A on revision of Guidelines ETFs and other UCITS issues

24 Mar 2014 ESMA publishes Final Report and Q&A on revision of Guidelines ETFs and other UCITS issues

21 Mar 2014 ESMA consults on major shareholders disclosures

21 Mar 2014 ESMA consults on major shareholders disclosures

20 Mar 2014 ESMA launches Discussion Paper on CSD Regulation

20 Mar 2014 ESMA launches Discussion Paper on CSD Regulation

19 Mar 2014 ESMA publishes list of authorised CCPs and OTC derivatives

19 Mar 2014 ESMA publishes list of authorised CCPs and OTC derivatives

12 Mar 2014 ESMA sees improved securities market conditions, although risks remain elevated

21 Feb 2014 ESMA sets out CRA supervision focus for 2014

21 Feb 2014 ESMA sets out CRA supervision focus for 2014

20 Feb 2014 ESMA-EBA: Euribor makes significant progress with reforms

20 Feb 2014 ESMA-EBA: Euribor makes significant progress with reforms

20 Feb 2014 ESMA-EBA: Euribor makes significant progress with reforms

13 Feb 2014 ESMA Guidelines on Alternative Performance Measures

13 Feb 2014 ESMA Guidelines on Alternative Performance Measures

11 Feb 2014 ESMA consults on new CRA transparency requirements

11 Feb 2014 ESMA consults on new CRA transparency requirements

06 Feb 2014 ESMA: Summary of conclusions from Board of Supervisors meeting in Paris

13 Jan 2014 Board of Appeal of the ESAs dismisses appeal made by a refused CRA-applicant against ESMA

13 Jan 2014 Board of Appeal of the ESAs dismisses appeal made by a refused CRA-applicant against ESMA


ESMA - 201329 articles out of 29.
17 Dec 2013 ESMA publishes Q&A on the implementation of the CRA Regulation

17 Dec 2013 ESMA publishes Q&A on the implementation of the CRA Regulation

16 Dec 2013 ESMA publishes credit rating agencies' market share

16 Dec 2013 ESMA publishes credit rating agencies' market share

12 Dec 2013 ESMA appoints new Securities Markets Stakeholders Group members

21 Nov 2013 ESMA: Technical Advice to European Commission on network of small and medium CRAs

21 Nov 2013 ESMA: Technical Advice to European Commission on network of small and medium CRAs

14 Nov 2013 ESMA/Maijoor: Letter to DG MARKT/Faull on Commission's intention to decline ETD postponement

14 Nov 2013 ESMA/Maijoor: Letter to DG MARKT/Faull on Commission's intention to decline ETD postponement

06 Nov 2013 ESMA and EBA consult on complaints handling guidelines for the investment and banking sectors

06 Nov 2013 ESMA and EBA consult on complaints handling guidelines for the investment and banking sectors

21 Oct 2013 ESMA publishes updated data on performance of credit ratings

21 Oct 2013 ESMA publishes updated data on performance of credit ratings

10 Oct 2013 Responses to ESMA Discussion Paper on CRA III Implementation: AFME, Deutsche Bank, EFAMA, Moody's, S&P's

10 Oct 2013 Responses to ESMA Discussion Paper on CRA III Implementation: AFME, Deutsche Bank, EFAMA, Moody's, S&P's

20 Sep 2013 ESMA TRV: Market conditions improve, as systemic risks persist

20 Sep 2013 ESMA TRV: Market conditions improve, as systemic risks persist

12 Sep 2013 SMSG advises ESMA on Consultation Paper - Draft RTS

12 Sep 2013 SMSG advises ESMA on Consultation Paper - Draft RTS

01 Jul 2013 DG Markt/ESMA: Letter to CFTC chairman Gensler re comparative analysis

27 Jun 2013 ESMA/Maijoor: Keynote speech at FESE Convention 2013 - Making markets safe

04 Apr 2013 ESMA submits its technical advice to the Commission on Fees for Trade Repositories

04 Apr 2013 ESMA submits its technical advice to the Commission on Fees for Trade Repositories

02 Apr 2013 ESMA publishes guidelines on market making and primary dealer exemption - application deadline starts

02 Apr 2013 ESMA publishes guidelines on market making and primary dealer exemption - application deadline starts

26 Feb 2013 BaFin: Rating agencies under ESMA supervision

26 Feb 2013 BaFin: Rating agencies under ESMA supervision

23 Jan 2013 ESMA sets out its 2013 CRA work programme

23 Jan 2013 ESMA sets out its 2013 CRA work programme


ESMA - 201215 articles out of 15.
20 Dec 2012 ESMA proposes guidelines on the scope of the CRA Regulation

20 Dec 2012 ESMA proposes guidelines on the scope of the CRA Regulation

04 Dec 2012 ESMA finalises guidelines on repo arrangements for UCITS funds

31 Oct 2012 ESMA publishes annual accounts

16 Oct 2012 Commission publishes rules enabling ESMA to impose fines on credit rating agencies (CRAs)

16 Oct 2012 Commission publishes rules enabling ESMA to impose fines on credit rating agencies (CRAs)

31 Aug 2012 ESAs consult on the application of the capital calculation methods for financial conglomerates

31 Aug 2012 ESAs consult on the application of the capital calculation methods for financial conglomerates

25 Jun 2012 ESMA publishes its first Annual Report

24 May 2012 ESMA/Verena Ross: Speech at the ICMA conference in Milan on the EU regulatory framework and the role of ESMA

11 May 2012 ESMA/Verena Ross: Shaping the future of Europe’s financial markets

07 May 2012 ESMA publishes its 2012 regulatory work programme

27 Apr 2012 ESMA Chair Steven Maijoor speaks at the CBI Stakeholder Conference

26 Mar 2012 ESMA calls for candidates for the Consultative Working Group of its Secondary Markets Standing Committee

23 Mar 2012 EBF response to ESMA Consultation Paper – Considerations of materiality in financial reporting


ESMA - 201116 articles out of 16.
30 Nov 2011 FN: ESMA chief in call for alms

17 Oct 2011 FN: Fears grow over regulatory crunch

12 Oct 2011 ESMA Stakeholder Group elects Guillaume Prache as chair, Judith Hardt and Peter de Proft as vice-chairs

11 Oct 2011 Keynote speech by ESMA Executive Director Verena Ross at City of London Brussels Annual Reception

11 Jul 2011 Barnier: CRAs must follow a rigorous and specific methodology when rating sovereign debt

11 Jul 2011 Barnier: CRAs must follow a rigorous and specific methodology when rating sovereign debt

27 Jun 2011 FN: Former watchdog calls for more ESMA cash

12 Apr 2011 ESMA announces the appointment of the Securities and Markets Stakeholder Group

26 Mar 2011 European Parliament approves Verena Ross as ESMA's first Executive Director

14 Mar 2011 WSJ: ESMA to be strongly 'independent'

22 Feb 2011 ESMA nominates Verena Ross as Executive Director

14 Jan 2011 ESMA Work Programme for 2011

14 Jan 2011 Financial News: Dutch outsider lands top ESMA role

13 Jan 2011 Steven Maijoor is selected as ESMA’s first Chair

11 Jan 2011 Carlos Tavares elected ESMA Vice-Chairman

10 Jan 2011 ESMA publishes explanatory guide


ESMA - 20102 articles out of 2.
17 Nov 2010 SEC and CESR restate continued close cooperation as national securities regulators implement new regulatory reform initiatives

09 Aug 2010 Consultation on CESR's advice in the context of the MiFID Review – client categorisation


ESMA - 200947 articles out of 47.
19 Nov 2009 CESR published its half-yearly Report for 2009 – work streams focused on responding to the financial crisis

06 Nov 2009 CESR’s work programme for 2010

02 Nov 2009 CESR analysis of IFRS 7 disclosures on financial instrument holdings: almost 10% of FTSE Eurotop financial companies fail in 2008

28 Oct 2009 CESR publishes updated FAQ on the transparency directive

22 Oct 2009 CESR: results of the consultation on CRAs Central Repository

22 Oct 2009 CESR: results of the consultation on CRAs Central Repository

22 Oct 2009 CESR consults on the assessment of CRA’s systemic importance

21 Oct 2009 CESR consults on a common definition of European money market funds

30 Sep 2009 CESR consults on Trade Repositories in the European Union

28 Sep 2009 CESR’s response to the European Commission’s consultation on the UCITS depositary function

28 Sep 2009 Final report of the Review Panel concerning the updated self- assessment and peer review of CESR's Standard No.1 on financial information

21 Sep 2009 CESR comments on consultation on OTC derivatives markets

17 Sep 2009 CESR comments on IASB’s Exposure Draft Financial Instruments: Classification and Measurement

17 Sep 2009 CESR advice on level 2 measures on UCITS

17 Sep 2009 CESR: Q&A regarding prospectuses. Common positions agreed by CESR members - 9th updated version

02 Sep 2009 CESR comments on EFRAG's Draft Comment Letter on The IASB's Discussion Paper On Credit Risk in Liability Measurement.

27 Aug 2009 CESR publishes 6th Extract from EECS’s Database of Enforcement Decisions

27 Jul 2009 CESR annual report for 2008

22 Jul 2009 CESR consults on exchange of transaction reports on OTC derivative instruments

17 Jul 2009 CESR updates waivers from Pre-trade Transparency Obligation under MiFID

15 Jul 2009 CESR comments on EFRAG’s draft comment letter on the IASB/FASB’s Paper ‘Preliminary Views on Leases’

15 Jul 2009 CESR: ‘No need for transparency-related reclassification of financial instruments’.

10 Jul 2009 CESR argues there is a need to review the MAD

10 Jul 2009 CESR report on corporate bond, structured finance and credit derivatives

09 Jul 2009 CESR consults on a central repository for Credit Rating Agencies

08 Jul 2009 CESR consults on a pan-European short selling disclosure regime

08 Jul 2009 CESR consults on a pan-European short selling disclosure regime

06 Jul 2009 CESR: report on Financial Information - Coordination of Enforcement Activities

06 Jul 2009 CESR calls for evidence on ratings issued by third countries CRAs in the EU

02 Jul 2009 CESR report on Transparency Directive

30 Jun 2009 CESR: Updated list regarding Short-Selling taken by Member States

08 Jun 2009 CESR call for evidence on mutual recognition with non-EU jurisdictions

18 May 2009 CESR 3rd set of guidelines on MAD Level 3

14 May 2009 CESR published responses to consultation on CCPs

10 Apr 2009 CESR response on review of Prospectus Directive

25 Mar 2009 CESR assessment on Lehman Brothers default

12 Mar 2009 CESR update on short-selling measures

10 Mar 2009 CESR consults on work programme of the Review Panel

27 Feb 2009 CESR - Languages accepted for the Prospectus and the Summary

10 Feb 2009 CESR FAQ on Prospectuses – update February 2009

09 Feb 2009 CESR statement on 17th Market Participants Consultative Panel meeting

09 Feb 2009 CESR statement on 18th Market Participants Consultative Panel meeting

04 Feb 2009 CESR information for investors affected by Madoff collapse

02 Feb 2009 CESR call for evidence on technical standards of OTC derivatives

20 Jan 2009 CESR statement on its activities in relation to short-selling

14 Jan 2009 CESR published answers on MAD Level 3 consultation

06 Jan 2009 CESR list on short-selling measures – update 6 January


ESMA - 200858 articles out of 58.
22 Dec 2008 CESR call for evidence on the regulation of short-selling

22 Dec 2008 CESR preliminary draft technical advice on access and interoperability arrangements

19 Dec 2008 CESR consults on non-equity markets transparency

18 Dec 2008 CESR Statement on the equivalence of prospectuses from non-EEA jurisdictions

08 Dec 2008 CESR list on short-selling measures - update

06 Nov 2008 CESR updated list of short-selling measures

17 Oct 2008 CESR report on the transposition of the Transparency Directive

17 Oct 2008 CESR interim report Jan-Jun 2008

15 Oct 2008 CESR/CEBS advice on commodities business

15 Oct 2008 CESR/CEBS advice on commodities business

15 Oct 2008 CESR/CEBS advice on commodities business

03 Oct 2008 CESR consults on MAD Level 3 – third set of guidance

02 Oct 2008 CESR/ERGEG final advice on market abuse issues related to energy trading

02 Oct 2008 CESR new steps to address market crisis

03 Sep 2008 CESR informs on supervisory co-operation for branch supervision

26 Aug 2008 CESR requests comments on identification of regulatory arrangements for post-trading infrastructures

25 Jul 2008 CESR Annual Report 2007

21 Jul 2008 ERGEG / CESR consult on market abuse framework for energy trading

17 Jul 2008 CESR consults on UCITS company passport

17 Jul 2008 CESR consults on UCITS company passport

10 Jul 2008 CESR consults on fair value measurement and related disclosures

10 Jul 2008 CESR data on prospectuses - July to December 2007

13 Jun 2008 CESR data on prospectuses approved and passported

24 May 2008 CESR report on Market Participants Consultative Panel

21 May 2008 CESR protocol on MiFID Article 41 suspensions and removals of financial instruments from trading

21 May 2008 CESR protocol on MiFID Article 41 suspensions and removals of financial instruments from trading

21 May 2008 CESR: Use of the criteria to determine liquid shares

21 May 2008 CESR: Use of the criteria to determine liquid shares

20 May 2008 CESR consults on guidance on Market Abuse Directive

20 May 2008 CESR new version of FAQ on Prospectuses

15 May 2008 CESR/CEBS joint consultation paper on commodities

15 May 2008 CESR/CEBS joint consultation paper on commodities

15 May 2008 CESR/CEBS joint consultation paper on commodities

15 May 2008 CESR/CEBS joint consultation paper on commodities

18 Apr 2008 CESR takes steps to strengthen market confidence

31 Mar 2008 CESR recommends equivalence of Japanese and US GAAPs, but not Chinese

31 Mar 2008 CESR recommends equivalence of Japanese and US GAAPs, but not Chinese

07 Mar 2008 CESR retail investor guide on MiFID

07 Mar 2008 CESR retail investor guide on MiFID

28 Feb 2008 CESR summary on administrative measures on MAD

28 Feb 2008 CESR summary on administrative measures on MAD

28 Feb 2008 CESR summary on administrative measures on MAD

21 Feb 2008 CESR feedback statement on call for evidence on Transparency Directive

21 Feb 2008 CESR feedback statement on call for evidence on Transparency Directive

21 Feb 2008 CESR feedback statement on MiFID Database

18 Feb 2008 CESR changes to MiFID database

18 Feb 2008 CESR changes to MiFID database

15 Feb 2008 CESR advice to improve retail investor information for UCITS

15 Feb 2008 CESR advice to improve retail investor information for UCITS

15 Feb 2008 CESR advice to improve retail investor information for UCITS

13 Feb 2008 CESR consultation on the role of Credit Rating Agencies

13 Feb 2008 CESR consultation on the role of Credit Rating Agencies

05 Feb 2008 CESR MiFID Level 3 Work Programme

05 Feb 2008 CESR MiFID Level 3 Work Programme

30 Jan 2008 Interim Report on the Activities of CESR

18 Jan 2008 CESR/CEBS call for evidence on commodities

18 Jan 2008 CESR/CEBS call for evidence on commodities

18 Jan 2008 CESR/CEBS call for evidence on commodities


ESMA - 200762 articles out of 62.
17 Dec 2007 CESR key information of enforcement decisions of financial information

17 Dec 2007 Consultation paper on improving the functioning of MiFID database

13 Dec 2007 CESR’s 2007 report on Credit Rating Agencies

13 Dec 2007 CESR overview of language requirements of Prospectus

13 Dec 2007 CESR starts work on Employee Share Scheme Prospectuses

07 Nov 2007 CESR report on implementation and enforcement of IFRS

07 Nov 2007 CESR report on implementation and enforcement of IFRS

16 Oct 2007 CESR consultation on key investor information for UCITS

16 Oct 2007 CESR consultation on key investor information for UCITS

16 Oct 2007 Carlo Comporti elected as CESR’s next Secretary General

28 Sep 2007 CESR Annual Report 2006

26 Sep 2007 CESR-SEC protocol to facilitate implementation of the CESR-SEC work plan

26 Sep 2007 CESR-SEC protocol to facilitate implementation of the CESR-SEC work plan

24 Aug 2007 CESR publication of responses on rating of structured finance instruments and extension of deadline

24 Aug 2007 CESR publication of responses on rating of structured finance instruments and extension of deadline

24 Aug 2007 CESR publication of responses on rating of structured finance instruments and extension of deadline

09 Aug 2007 CESR advice on non-equities transparency

20 Jul 2007 CESR consults on the assessment of CESR’s Activities in 2001 to 2007

17 Jul 2007 CESR guidelines on classification of hedge fund indices under UCITS Directive

13 Jul 2007 CESR call for evidence on Transparency Directive

12 Jul 2007 CESR second set of Guidance on Operation of MAD

21 Jun 2007 CESR assesses equivalence of supervisory powers under MAD and Prospectus Directive

18 Jun 2007 CESR publishes answers to consultation on non-equity transparency

13 Jun 2007 CESR report on supervisory functioning of Prospectus Directive and Regulation

11 Jun 2007 CESR survey on statutory audits

06 Jun 2007 CESR advice on equivalence of third countries GAAP

29 May 2007 CESR recommendations on inducements

29 May 2007 CESR guidelines on transaction reporting

29 May 2007 CESR recommendations on passporting

29 May 2007 CESR Q&A on best execution

15 May 2007 CESR report on Credit Rating Agencies

15 May 2007 CESR report on Credit Rating Agencies

15 May 2007 CESR publishes responses on consultation on third countries GAAP

15 May 2007 CESR publishes responses on consultation on third countries GAAP

15 May 2007 CESR publishes responses on consultation on third countries GAAP

11 May 2007 FSA comments on CESR's technical advice on equivalence of third countires GAAP

11 May 2007 FSA comments on CESR's technical advice on equivalence of third countires GAAP

10 May 2007 CESR further consultation on non-equity transparency

30 Apr 2007 CESR-SEC Dialogue

19 Apr 2007 CESR consultation on equivalence of GAAP of third countries

13 Apr 2007 CESR re-consults on draft recommendations for inducements under MiFID

13 Apr 2007 CESR call for evidence on key investor disclosures for UCITS

04 Apr 2007 CESR work in relation to the Commission’s measures on use of third countries’ GAAP in the EU

21 Mar 2007 CESR responses to consultation on best execution under MIFID

19 Mar 2007 CESR Level 3 guidelines for UCITS

22 Feb 2007 CESR: Responses to consultation on Draft Guidance on Market Abuse Directive

21 Feb 2007 CESR: Responses to Consultation on the Passport under MiFID

21 Feb 2007 CESR: Responses to Consultation on Inducements under MiFID

16 Feb 2007 FAQ on Prospectuses - Update

09 Feb 2007 CESR Level 3 Guidelines and Recommendations on Publication and Consolidation of Market Data

09 Feb 2007 CESR Level 3 Recommendations on Minimum Records

06 Feb 2007 CESR call for evidence on non-equity market transparency

05 Feb 2007 CESR consultation on classification of hedge fund

05 Feb 2007 CESR consultation on classification of hedge fund

02 Feb 2007 CESR consultation on Transaction Reporting under MiFID

02 Feb 2007 CESR consultation on Best Execution under MiFID

30 Jan 2007 CESR elected new chair

25 Jan 2007 CESR responses on consultation on transaction reporting

25 Jan 2007 CESR Website Survey

10 Jan 2007 Commission welcomes CESR report on credit rating agencies

10 Jan 2007 Commission welcomes CESR report on credit rating agencies

04 Jan 2007 CESR first report on CRA compliance with IOSCO Code of Conduct


ESMA - 200656 articles out of 56.
22 Dec 2006 CESR consults on inducements and passporting under MiFID

22 Dec 2006 CESR: Market Participants Consultative Panel 18 October

15 Dec 2006 CESR consultation on use of reference data standard codes in transaction reporting

15 Dec 2006 CESR consults on passport under MiFID

08 Dec 2006 CESR 2007 Work Programme

08 Dec 2006 CESR Interim Report 2006

30 Nov 2006 CESR survey on oversight of auditors

30 Nov 2006 CESR survey on oversight of auditors

30 Nov 2006 CESR Survey on role of regulators in auditor oversight

30 Nov 2006 CESR Survey on role of regulators in auditor oversight

29 Nov 2006 CESR published responses to consultation on MiFID

17 Nov 2006 CESR response on non-equities markets transparency

13 Nov 2006 CESR Call for Evidence on supervisory functioning

09 Nov 2006 CESR position on Commission Expert Groups report

02 Nov 2006 CESR second set of Draft Guidance on Market Abuse Directive

26 Oct 2006 CESR consultation on the criteria of hedge fund indices

26 Oct 2006 CESR consultation on the criteria of hedge fund indices

26 Oct 2006 CESR consultation on the criteria of hedge fund indices

20 Oct 2006 CESR consultations on record keeping requirements and market data collection

20 Oct 2006 CESR adopts MiFID Level 3 work program

04 Oct 2006 CESR publishes answers on application of the IOSCO code by CRAs

04 Oct 2006 CESR publishes answers on application of the IOSCO code by CRAs

03 Aug 2006 CESR final report on review of Standard N°1 on Financial Information

02 Aug 2006 CESR’s changing profile on supervisory convergence

02 Aug 2006 CESR and SEC launch work plan on financial reporting

02 Aug 2006 CESR eleventh meeting of the Market Participants Consultative Panel

18 Jul 2006 CESR consultation on work programme for MiFID

18 Jul 2006 CESR report on Supervisory Convergence

18 Jul 2006 CESR guide for preparation of prospectuses

06 Jul 2006 CESR final advice on storage and filing of regulated information

06 Jul 2006 CESR call for evidence on application of the IOSCO Code of Conduct

29 Jun 2006 CESR final guidelines on simplification of the cross-border notification of UCITS

26 Jun 2006 CESR Annual Report 2005

23 Jun 2006 CEBS surveys on supervisory rules on own funds and recent trends in capital instruments

22 Jun 2006 CESR call for evidence on supervisory functioning of MAD

05 Jun 2006 Responses to CESR second consultation on UCITS

05 Jun 2006 Responses to CESR second consultation on UCITS

01 Jun 2006 CESR Report on Wholesale Day on 20 February

23 May 2006 CESR Members review implementation of CESR guidelines on UCITS

23 May 2006 CESR Members review implementation of CESR guidelines on UCITS

15 May 2006 CESR-CFTC online guides to facilitate Transatlantic Derivatives Business

15 May 2006 CESR-CFTC online guides to facilitate Transatlantic Derivatives Business

15 May 2006 CESR-CFTC online guides to facilitate Transatlantic Derivatives Business

10 May 2006 CESR summary on implementation of Standard on Financial Information

05 May 2006 CESR second consultation on simplification of cross-border notification of UCITS

05 May 2006 CESR second consultation on simplification of cross-border notification of UCITS

05 May 2006 CESR welcomes political backing on supervisory convergence

28 Apr 2006 Responses on CESR call for evidence on market transparency data

24 Mar 2006 CESR call for evidence on Consolidation of Market Transparency Data

13 Mar 2006 Update on CESR’s dialogue with Credit Rating Agencies

13 Mar 2006 Update on CESR’s dialogue with Credit Rating Agencies

31 Jan 2006 CESR consultation on implementing measures of Transparency Directive

26 Jan 2006 CESR final advice on eligible assets of UCITS

26 Jan 2006 CESR final advice on eligible assets of UCITS

13 Jan 2006 CESR reminds on clear and transparent disclosure on use of financial reporting standards

03 Jan 2006 CESR Final Report on Common Implementation of Cold Calling Standards


ESMA - 200578 articles out of 78.
13 Dec 2005 CESR dialogue on CRA implementation of IOSCO code

13 Dec 2005 Tenth meeting of Market Participants Consultative Panel

02 Dec 2005 CESR responses on establishment of a Mediation Mechanism

24 Nov 2005 Answers to CESR consultation on Eligible Assets for Investments of UCITS

24 Nov 2005 Answers to CESR consultation on Eligible Assets for Investments of UCITS

03 Nov 2005 CESR recommendations on Alternative Performance Measures

27 Oct 2005 CESR consultation on simplification of the cross-border notification procedure of UCITS

27 Oct 2005 CESR consultation on simplification of the cross-border notification procedure of UCITS

27 Oct 2005 CESR final advice of possible amendment to Prospectus Regulation

20 Oct 2005 CESR launches second consultation on UCITS

20 Oct 2005 CESR launches second consultation on UCITS

26 Sep 2005 CESR: Speech by John Tiner at the IASB meeting with World Standard setters

26 Sep 2005 CESR: Speech by John Tiner at the IASB meeting with World Standard setters

23 Sep 2005 Speech van Leeuwen: CESR’s Investment Management Agenda

22 Sep 2005 Responses on CESR consultation on Prospectuses

13 Sep 2005 Half-yearly report on activities of CESR

08 Sep 2005 CESR consultation on mediation mechanism

06 Sep 2005 CESR published answers on Transparency Directive

28 Jul 2005 CESR launched call for evidence on implementing measures on Transparency Directive

26 Jul 2005 Commission extends the deadline for CESR’s technical advice on UCITS

26 Jul 2005 Commission extends the deadline for CESR’s technical advice on UCITS

21 Jul 2005 CESR published responses consultation of Alternative Performance Measures

07 Jul 2005 CESR’s draft technical advice on financial information in a prospectus

07 Jul 2005 CESR reviews supervisory convergence in UCITS Recommendations

07 Jul 2005 CESR reviews supervisory convergence in UCITS Recommendations

05 Jul 2005 CESR technical advice on equivalence of third country GAAP and IFRS

05 Jul 2005 CESR technical advice on equivalence of third country GAAP and IFRS

01 Jul 2005 CESR: Ninth meeting of Market Participants Consultative Panel

30 Jun 2005 CESR final advice on Transparency Directive

28 Jun 2005 CESR-CFTC Common Work Program to Facilitate Transatlantic Derivatives Business

24 Jun 2005 CESR published answers to call for evidence on Prospectus Directive

15 Jun 2005 CESR published responses on UCITS

15 Jun 2005 CESR published responses on UCITS

03 Jun 2005 CESR call for evidence on financial information in a prospectus

03 Jun 2005 CESR document on Accepted Market Practices

30 May 2005 CESR published responses on Equivalence of certain third country GAAP

30 May 2005 CESR published responses on Equivalence of certain third country GAAP

30 May 2005 CESR published responses on Transparency Directive

19 May 2005 FBE response on the establishment of a mediation mechanism

16 May 2005 Summary of conclusions of MiFID Consumer Day, 22 March

16 May 2005 Summary of conclusions of MiFID Consumer Day, 22 March

11 May 2005 CESR consults on Alternative Performance Measures

03 May 2005 CESR second technical advice on MiFID

28 Apr 2005 CESR consultation on draft technical advice on equivalence of certain third country GAAP

28 Apr 2005 CESR consultation on draft technical advice on equivalence of certain third country GAAP

27 Apr 2005 CESR second consultation on Transparency Directive

18 Apr 2005 Meeting of CESR Market Participants Consultative Panel

12 Apr 2005 CESR First Progress Report on Supervisory Convergence in Securities Markets

08 Apr 2005 CESR starts work on mediation mechanism amongst supervisors

08 Apr 2005 CESR general methodology for reviewing implementation

07 Apr 2005 CESR Annual report 2004

05 Apr 2005 CESR published responses on MiFID consultation

04 Apr 2005 CEBS questionnaire on cross-border mergers

04 Apr 2005 CEBS questionnaire on cross-border mergers

31 Mar 2005 ECON delegation visit to CESR

31 Mar 2005 CESR – CFTC Communiqué to facilitate trans-Atlantic derivatives business

30 Mar 2005 CESR technical advice on credit rating agencies

30 Mar 2005 CESR technical advice on credit rating agencies

30 Mar 2005 CESR’s Progress Report on Transparency Directive

24 Mar 2005 Deadline for answers to Consultation on MiFID - Annexes

18 Mar 2005 CESR consultation on draft advice on the eligible assets of UCITS

18 Mar 2005 CESR consultation on draft advice on the eligible assets of UCITS

16 Mar 2005 FESE comments on CESR’s report on supervisory tools

07 Mar 2005 CESR published answers on second part of advice on Transparency Directive

03 Mar 2005 CESR final Consultation on Best Execution and Transparency Requirement under MiFID

22 Feb 2005 CESR: Responses on MiFID – professional client agreements

14 Feb 2005 CESRs technical advice on first set of mandates on MiFID – corrected version

14 Feb 2005 CESR and US CFTC to facilitate transatlantic derivatives business

10 Feb 2005 CESR’S final recommendations on Prospectus

04 Feb 2005 FESE response to CESR’s Consultation on Implementation Measures for the Transparency Directive

04 Feb 2005 CESR published responses received on consultation on credit rating agencies

04 Feb 2005 CESR published responses received on consultation on credit rating agencies

03 Feb 2005 CESR second consultation paper on MiFID

03 Feb 2005 CESRs technical advice on first set of mandates on MiFID

03 Feb 2005 CESR final concept paper on equivalence between GAAP and IAS/IFRS

03 Feb 2005 CESR’s final guidelines for supervisors regarding UCITS Directives

01 Feb 2005 FBE response on “supervisory tools for EU securities market“

24 Jan 2005 CESR published answers received on Consultation on second set of mandates on MiFID


ESMA - 200472 articles out of 72.
20 Dec 2004 CESR call for opinion on draft advice on MIFID - Professional Client Agreements

15 Dec 2004 FESE: Open Letter from European Exchanges to the European Institutions and CESR

13 Dec 2004 CESR consultation on Transparency Directive

13 Dec 2004 CESR: second part of draft advice on Transparency Directive

06 Dec 2004 CESR Conference on Europe's Single Market: Under construction or fully integrated?

01 Dec 2004 CESR: Addendum to implementing measures on MiFiD- extended deadline

30 Nov 2004 CESR consults on Potential Regulatory approaches for Credit Rating Agencies

30 Nov 2004 CESR consults on Potential Regulatory approaches for Credit Rating Agencies

17 Nov 2004 CESR second Consultation Paper on first set of mandates for MiFID

09 Nov 2004 ESC Meeting 24 October

05 Nov 2004 CESR report of mis-practises in European investment fund industry

28 Oct 2004 Implementation of CESR Standard No 2

28 Oct 2004 CESR Consultation on Transparency Directive

28 Oct 2004 CESR call for evidence on eligible assets of UCITS

28 Oct 2004 CESR call for evidence on eligible assets of UCITS

28 Oct 2004 CESR consultation on common operation of Market Abuse Directive

28 Oct 2004 CESR role at Level 3 under Lamfalussy

28 Oct 2004 Formal mandate to CESR on UCITS Directive

28 Oct 2004 Formal mandate to CESR on UCITS Directive

25 Oct 2004 CESR consultation on report on supervisory tools for the EU securities

21 Oct 2004 CESR consultation on measuring equivalence Third Country GAAP and IAS/IFRS

21 Oct 2004 CESR: Trans-Atlantic Co-operation Initiative

21 Oct 2004 CESR consultation on UCITS III

21 Oct 2004 CESR consultation on UCITS III

21 Oct 2004 Consultation on CESR's draft advice on MIFID

17 Oct 2004 Summary of ESC meeting of 22 September

13 Oct 2004 CESR: Interim report on activities

12 Oct 2004 CESR: responses on second part of consultation on MIFID

28 Sep 2004 CESR: Responses on Enforcement of Financial Information

24 Sep 2004 CESR: Keynote address on FEFSI Fund Forum

24 Sep 2004 CESR: Keynote address on FEFSI Fund Forum

20 Sep 2004 CESR: Responses to MIFID Consultation

13 Sep 2004 Speech: On-shore Europe - The regulation of Financial Markets

03 Sep 2004 CESR: Responds on call for evidence on Credit Rating Agencies

03 Sep 2004 CESR: Responds on call for evidence on Credit Rating Agencies

25 Aug 2004 ESC: Summary records of July Meeting

20 Jul 2004 Report on CESR sixth meeting of Market Participants Consultative Panel

01 Jul 2004 ESC: Summary Record of June meeting

25 Jun 2004 Commission final mandate to CESR on Transparency Requirements

25 Jun 2004 Commission final mandate to CESR on Transparency Requirements

25 Jun 2004 Commission final mandate to CESR on IAS

25 Jun 2004 Commission final mandate to CESR on ISD

25 Jun 2004 Commission final mandate to CESR on Transparency Requirements

25 Jun 2004 CESR: Co-ordinating enforcement of Financial Information

24 Jun 2004 CESR consultation on implementation of regulation on prospectuses

09 Jun 2004 CESR Call for Evidence on mandate on Investment Management

04 Jun 2004 CESR – SEC set out shape of future collaboration

02 Jun 2004 FBE Responds to CESR’s Consultation on Level 3 Role

26 May 2004 CESR and SEC announce enhanced cooperation and collaboration

02 May 2004 ESC: Summary Record of April meeting

29 Apr 2004 Commission adopts technical measures on Prospectuses and Market Abuse Directives

28 Apr 2004 ESC Summary Record of 19 April 2004

22 Apr 2004 CESR publishes Standard No. 2 on Financial Information

20 Apr 2004 CESR publishes responses on Consultation on FIM

19 Apr 2004 ESC - List of members

15 Apr 2004 Summary Record of ESC meeting 15. March

06 Apr 2004 CESR announces appointments

05 Apr 2004 ESC: Summary Record of March meeting

31 Mar 2004 CESR: Responses on Commissions provisional mandates on ISD

30 Mar 2004 Commission revised draft on implementing Prospectuses Directive

25 Mar 2004 Fifth meeting on CESR market participants consultative Panel

05 Mar 2004 CESR starts work on guidelines for implementation for prospectuses

04 Mar 2004 CESR develops its approach to review implementation of CESR Standards

01 Mar 2004 ESC: Summary Record of February meeting

19 Feb 2004 ESC: Summary Record of the 17th Meeting

20 Jan 2004 CESR starts work on Commission provisional mandates on ISD - Financial Instruments Markets

12 Jan 2004 Summary of responses on ESCB/CESR Consultation on Clearing and Settlement

10 Jan 2004 CESR recommendation on implementation of Financial Reporting Standards

08 Jan 2004 CESR submits final advice on Prospectus and dissemination of advertisements

05 Jan 2004 Results of CESR’s consultation on Minimum Disclosure requirements and Financial Information on Prospectus

05 Jan 2004 Fourth Meeting of the CESR Market Participants Consultative Panel

05 Jan 2004 Results of CESR’s consultation on its role in regulation and supervision of UCITS


ESMA - 200340 articles out of 40.
19 Dec 2003 Results of CESR consultation on application of IFRS

19 Dec 2003 Results of CESR consultation on application of IFRS

17 Nov 2003 Commission working document on implementing measures of Market Abuse Directive

12 Nov 2003 Commission working document on implementing measures for Prospectus Directive

08 Oct 2003 CESR Draft Standard No. 2 on Financial Information - Co-ordination of Enforcement Activities

07 Oct 2003 CESR draft recommendations on application of IFRS

07 Oct 2003 CESR draft recommendations on application of IFRS

03 Oct 2003 CESRs final advise on the content and format of Prospectuses

02 Oct 2003 CESR re-elects its chairman and vice-chair

10 Sep 2003 Revised formal Commission drafts on Market Abuse to ESC

09 Sep 2003 Results of CESR’s public consultation on Prospectus Directive

03 Sep 2003 CESR's Advice on the Second Set of Implementing Measures for the Market Abuse Directive

03 Sep 2003 List of ESC members

01 Aug 2003 CESR/ESCB Consultative report on Standards for Securities Clearing and Settlement systems in the European Union

01 Aug 2003 CESR/ESCB Consultative report on Standards for Securities Clearing and Settlement systems in the European Union

31 Jul 2003 CESRs Final Advice on Disclosure Obligations for listed and issuing companies

18 Jul 2003 CESR results on public consulation on Market Abuse Directive

16 Jul 2003 Results of CESR's consultation on implementing measures on Prospectus Directive

10 Jul 2003 ESC: Summary Record of the 12th Meeting of European Securities Committee

09 Jul 2003 Formal Commission drafts on Market Abuse to ESC

04 Jul 2003 Third Meeting of the CESR Market Participants Consultative Panel

03 Jul 2003 Interim Report on the Activities of CESR to the European Commission

12 Jun 2003 CESR Consultation on Prospectus Directive

22 May 2003 ESC: Summary Record of the 11th Meeting of European Securities Committee

06 May 2003 CESR Prospectus Consultation – additional information

25 Apr 2003 CESR: Additional Hearing on Prospectus Directive

24 Apr 2003 Results of CESR's second call for possible implementing measures of Prospectus Directive

15 Apr 2003 Consultation paper on second set of implementing measures on Market Abuse

04 Apr 2003 Extension of CESR mandate deadline on Prospectuses

02 Apr 2003 CESR's first initiative on enforcement of financial information in Europe

17 Mar 2003 ESC: Summary Record of the Tenth Meeting of European Securities Committee

10 Mar 2003 Commission Working Documents on Implementing Measures of Market Abuse Directive

07 Feb 2003 CESR: Additional Provisional Mandate on Prospectuses Directive – call for evidence

07 Feb 2003 CESR: Additional Mandate on Market Abuse Directive – call for evidence

04 Feb 2003 CESR: Public Statement on Second Meeting of Market Participants Consultative Panel

31 Jan 2003 CESR: Responses on possible Implementing Measures for Prospectus Directive

30 Jan 2003 ESC: Summary Record of the Ninth Meeting of European Securities Committee

30 Jan 2003 Ninth ESC Meeting

17 Jan 2003 Formal Mandate for Technical Advice on Market Abuse Directive

08 Jan 2003 CESR submits Implementing Measures on the Market Abuse Directive to European Commission


ESMA - 200225 articles out of 25.
19 Dec 2002 CESR Consultation on Prospectus Directive

11 Dec 2002 CESR: Chairman speech on the role of CESR

13 Nov 2002 BBA: Review of CESR’s organisation and its development

13 Nov 2002 Responses to CESR consultation paper on Market Abuse

29 Oct 2002 First CESR meeting of Market Participants Consultative Panel

22 Oct 2002 CESR Consultation on principles of enforcement of accounting standards in Europe

16 Oct 2002 CESR starts Consultation on Proposed Prospectus Directive

14 Oct 2002 Consultations on improving banking, insurance and conglomerates legislation

10 Jul 2002 CESR establishes a Market Participant Consultative Panel

09 Jul 2002 EMAC: 1st Semestrial Report by CESR

08 Jul 2002 CESR: A European Regime of Investor Protection

08 Jul 2002 CESR published Standards for Alternative Trading Systems

05 Jul 2002 CESR Consultation on Possible Implementing Measures of the Proposed Market Abuse Directive

01 Jul 2002 CESR: Summary of answers on Prospectuses

28 Jun 2002 CESR Response on ISD

09 Apr 2002 CESR: A European Regime of Investor Protection - The Harmonisation of Conduct of Business Rules

09 Apr 2002 CESR: Stabilisation and Allotment - a European Supervisory Approach

27 Mar 2002 CESR third meeting

27 Mar 2002 CESR starts work on implementing measures on Market Abuse and Prospectuses

15 Mar 2002 CESR/ESCB joint work on Recommendations for Securities Settlement Systems

15 Mar 2002 ESBG response to CESR consultation on ATS

15 Mar 2002 ESBG response to CESR consultation on ATS

22 Feb 2002 CESR: Follow-up Paper on Market Abuse

30 Jan 2002 CESR: Inventory of Comments on Second Consultation on Harmonisation of Conduct of Business Rules

14 Jan 2002 FESCO/CESR: Feedback Statement and Final Round of Consultation on Alternative Trading Systems


ESMA - 200116 articles out of 16.
18 Dec 2001 CESR 2nd meeting

16 Nov 2001 CESR Consultation on the Draft Public Statement of Consultation Practices

05 Nov 2001 ESC and CESR - list of members

18 Oct 2001 CESR: Consultation Paper on Harmonization of Conduct of Business Rules

04 Oct 2001 CESR presents its consultation policy

21 Sep 2001 ESC: First meeting of European Securities Committee

19 Sep 2001 CESR 1st meeting

01 Aug 2001 FESCO report on prospectus: A 'European Passeport' for issuers

01 Aug 2001 FESCO report on Market Abuse: Measures to promote Market Integrity

06 Jul 2001 FESCO: Results on Consultation Paper on Harmonization of Conduct of Business Rules

19 Jun 2001 Agreement on the Charter of the Committee of European Securities Regulators

11 Jun 2001 FESCO opens Consultation Process on Alternative Trading Systems

06 Jun 2001 Commission established ESC and CESR

06 Jun 2001 Commission established ESC and CESR - Frequently Asked Questions

28 Feb 2001 FESCO's response to the EU's new accounting strategy

07 Feb 2001 FESCO Consultation Paper on Harmonization of Conduct of Business Rules


ESMA - 20004 articles out of 4.
20 Dec 2000 FESCO Paper on Prospectuses

25 Sep 2000 FESCO Paper on Alternative Trading Systems

29 Jun 2000 FESCO Paper on Market Abuse

10 May 2000 FESCO Consultation Paper on Prospectuses