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ESMA Guideline: 17. Firms should ensure that staff giving information/investment advice about investment products, investment services or ancillary services that are available through the firm have the necessary knowledge and competence to: (V II/II g) understand issues relating to market abuse.

The first Market Abuse Directive was adopted in 2003 to counter insider dealing and market manipulation, in order to increase investor confidence and market integrity in EU financial markets. However, in recent years the gaps in regulation of certain instruments and markets as a result of market developments have become more apparent, the effectiveness of enforcement has been uneven and certain provisions impose undue burdens on issuers, notably SMEs.

Market Abuse Directive 

Market Abuse Regulation

MAR Guidelines on Persons receiving market soundings

Final report - Draft technical standards on the Market Abuse Regulation








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Market Abuse - 20211 articles out of 1.

Market Abuse - 20201 articles out of 1.

Market Abuse - 20198 articles out of 8.

2018 Market Abuse
2018-11-15 ESMA reports on NCAs’ use of sanctions and administrative measures under MAR
2018-11-12 ESMA updates market abuse Q&A
2018-10-01 ESMA updates market abuse Q&As
2018-07-02 AMF establishes liquidity contracts on shares as an accepted market practice
2018-04-12 ESMA publishes a negative opinion on an accepted market practice on liquidity contracts proposed by the French AMF
2018-03-23 ESMA updates its market abuse Q&As
2018-02-06 ESMA provides standards on supervisory cooperation for market abuse investigations

Prior Years Reports


Market Abuse - 20179 articles out of 9.

Market Abuse - 20167 articles out of 7.

Market Abuse - 20153 articles out of 3.