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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II


Financial Market Structure






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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.



Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.



Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.








2004 Financial Market Structure
2004-12-15 FESE: Open Letter from European Exchanges to the European Institutions and CESR
2004-11-22 FT: City voices its concerns over abuse directive
2004-10-28 CESR consultation on common operation of Market Abuse Directive
2004-04-29 Commission adopts technical measures on Prospectuses and Market Abuse Directives
2004-02-17 Revised Commission draft on implementing measures on Market Abuse Directive
2004-01-07 Commission adopts first implementing measures on Market Abuse

Prior Years Reports


Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.