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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II


Financial Market Structure






Welcome to the GrahamBishop Archive.

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Financial Market Structure - 202122 articles out of 22.

Financial Market Structure - 202033 articles out of 33.



Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.



Financial Market Structure - 201311 articles out of 11.

2012 Financial Market Structure
2012-12-07 Market abuse: Justice Ministers agree Commission proposals on criminal sanctions
2012-10-10 ECON Committee: Insider trading - "No safe haven for those intent on committing abuse"
2012-10-09 Market abusers should face jail, say economic affairs MEPs
2012-10-08 EuropeanIssuers: Market abuse Article 12 - Delayed disclosure
2012-10-05 FSA: Ex-dividend dates and the Market Abuse Regime
2012-10-01 EuropeanIssuers Market Abuse compromise amendments
2012-08-02 EBA: ESAs strengthen supervisory cooperation for anti-money laundering supervision of payment institutions
2012-07-10 European Parliament: Tough sanctions needed for market abuse
2012-04-26 EBF proposal for a Regulation on insider dealing and market manipulation
2012-04-26 ESMA identifies divergence in Member States’ use of sanctions under the Market Abuse Directive
2012-04-12 ECON Committee: Tough rules needed on insider trading and market manipulation
2012-04-05 AMF complies with ESMA guidelines on automated trading
2012-03-20 ECON Committee published draft report on MAD/MAR
2012-03-15 FESE position on the Market Abuse Review
2012-02-09 Hedgeweek: Changes to the Market Abuse Regime for Irish-listed funds
2012-02-07 ECON Committee: First exchange of views on MAD/MAR
2012-01-09 ESMA publishes Q&A on MAD regarding definition of inside information on dividends

Prior Years Reports










Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.