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ESMA Guideline: Firms should ensure that staff giving  information/investment advice to clients should  (V II/III d) understand how financial markets function  and how they affect the value and pricing of investment products on which they provide information/advice to clients; (V II/III i) understand specific market structures for the investment products on which they provide information to clients and, where relevant, their trading venues or the existence of any secondary markets.

Our service aims to provide an overview of developments at EU level on regulatory change - Banking Union and Capital Markets Union - that may well lead to structural change, as well as changes in market infrastructure driven by regulation, technology or Brexit. But the drivers of change must also include boosting investors' confidence that they will be treated fairly.

(We will be delighted if clients submit other e.g. academic articles for consideration)

ESMA clarifies market structure issues under MiFID II


Financial Market Structure






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Financial Market Structure - 20225 articles out of 5.

Financial Market Structure - 202122 articles out of 22.

2020 Financial Market Structure
2020-12-11 ECON: Deal to help companies access diverse sources of fresh capital
2020-12-09 DTCC: Understanding the Impact of CSDR
2020-11-18 ISDA Statement on IBA and UK FCA Announcements on LIBOR Consultations
2020-11-13 ESMA: new Union Strategic Supervisory Priorities: costs and performance; and data quality
2020-11-13 BETTER FINANCE Position on the EC Proposal for an EU Recovery Prospectus
2020-11-09 BIS: OTC derivatives statistics at end-June 2020
2020-11-04 ARTICLE 49(1) of CSDR Key relevant provisions of national corporate or similar law
2020-10-23 CEPS: Strengthening the EU policy framework for retail investors
2020-10-07 Benchmark Regulation: Council adopts position on amendments addressing LIBOR cessation
2020-09-30 BIS: Margin requirements for non-centrally cleared derivatives
2020-09-24 Financial stability: Commission adopts time-limited decision giving market participants the time needed to reduce exposure to UK central cou
2020-09-15 Bloomberg: EU Set to Give Banks 18 Months of Access to U.K. Clearing Giants
2020-09-14 EFRAG'S endorsement advice on interest rate benchmark reform
2020-09-09 ISDA Responds to EFRAG on Benchmark Reform
2020-09-01 EBF: Banks underline need for smooth implementation of SRD II
2020-08-28 ESMA PROPOSES TO FURTHER POSTPONE CSDR SETTLEMENT DISCIPLINE
2020-07-29 ICSA, EFAMA & MFA Call for Global Principles to Address Escalating Market Data Costs
2020-07-27 PCS: First legislative steps taken to complete the STS reforms
2020-07-10 FT: Brussels moves to preserve access to London clearing houses
2020-07-10 ICMA submits response to ESMA Survey on Topics for the CSDR Review
2020-07-06 Insurance Europe: Insurers call for improvements to EU rules to support aims of Capital Markets Union
2020-07-01 IA: Traders call for an end to outdated market hours in Europe
2020-06-29 ISDA: New Survey on Derivatives Market Liquidity and COVID-19
2020-06-24 Clearing houses: Presidency and Parliament reach political agreement on recovery and resolution
2020-06-15 EFAMA’s REPLY TO ESMA’s CONSULTATION PAPER ON POST TRADE RISK REDUCTION SERVICES WITH REGARDS TO THE CLEARING OBLIGATION (EMIR Article 85(3a
2020-06-13 EFAMA REPLY TO ESMA’s CONSULTATION PAPER ON MiFID II / MiFIR REVIEW REPORT ON THE TRANSPARENCY REGIME FOR NON-EQUITY AND THE TRADING OBLIGAT
2020-06-03 ISDA:Key Trends in the Size and Composition of OTC Derivatives Markets in the Second Half of 2019
2020-05-13 ESMA highlights Challenges for rating Collateralized Loan Obligations
2020-05-12 The Economist: Credit-rating agencies are back under the spotlight
2020-05-07 PCS: EBA publishes its final paper on STS and synthetics
2020-05-06 EBA proposes framework for STS synthetic securitisation
2020-05-06 ESMA extends four trade repositories registrations to include securities financing transactions reporting
2020-05-01 ICMA publishes an in-depth report on consolidated tape for greater post-trade transparency in the EU bond markets

Prior Years Reports


Financial Market Structure - 20193 articles out of 3.

Financial Market Structure - 20184 articles out of 4.

Financial Market Structure - 201712 articles out of 12.

Financial Market Structure - 201618 articles out of 18.

Financial Market Structure - 20157 articles out of 7.

Financial Market Structure - 20146 articles out of 6.

Financial Market Structure - 201311 articles out of 11.

Financial Market Structure - 201217 articles out of 17.

Financial Market Structure - 20115 articles out of 5.

Financial Market Structure - 20106 articles out of 6.

Financial Market Structure - 20092 articles out of 2.

Financial Market Structure - 20081 articles out of 1.

Financial Market Structure - 20075 articles out of 5.

Financial Market Structure - 20062 articles out of 2.

Financial Market Structure - 20053 articles out of 3.

Financial Market Structure - 20046 articles out of 6.

Financial Market Structure - 200318 articles out of 18.

Financial Market Structure - 200218 articles out of 18.

Financial Market Structure - 200116 articles out of 16.

Financial Market Structure - 20001 articles out of 1.

Financial Market Structure - 19991 articles out of 1.


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