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08 March 2024

ALFI responds to the ESMA consultation on CSDR Penalty Mechanism

We reiterated to ESMA our request to obtain a summary of the penalty data, broken down by counterparty type (buyer-seller) and product.

Moreover, we urge ESMA to exempt ETF primary market transactions (between the ETF promoter and its authorised Participant) of cash penalties. Penalties...

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