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27 December 2017

Financial Times: Big asset managers set to benefit from MiFID II legislation


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Large asset managers are set to benefit from new European rules around payment for research at the expense of smaller rivals, creating an “uneven playing field” that could have far-reaching consequences for the industry.


To date, the majority of the world’s largest asset managers — including BlackRock, Vanguard and Schroders — have said they will pay for research out of their own pockets, rather than passing the costs on to investors. As this trend gathers pace, experts say big asset managers will be well-placed to gain market share, as the rules put smaller operators without deep pockets at a competitive disadvantage.

Many now expect an acceleration of the consolidation trend once Mifid II comes into force. Fund boutiques and smaller hedge funds could be sold to larger asset managers, or find themselves absorbed into a large organisation under a multi-boutique model where several investment houses operate under an umbrella parent.

Nearly half of companies with more than €250bn in assets under management expect the combined cost of research and trading to come down under Mifid II, compared with 29 per cent of companies with less than €1bn under management, according to the CFA Institute. As banks and brokers continue to frantically negotiate on the pricing of research packages, an institution’s size — and therefore clout — will also come into play.

Full article on Financial Times (subscription required)



© Financial Times


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