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12 June 2014

EC: New legislative framework for MiFID published in the OJ


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The Directive on Markets in Financial Instruments and the Regulation on Markets in Financial Instruments (MiFIR) have been published in the EU Official Journal. Member States have 2 years to transpose the new rules, applicable starting January 2017.


The new framework aims to make financial markets more efficient, resilient and transparent. It introduces a market structure which closes loopholes and ensures that trading, wherever appropriate, takes place on regulated platforms. It introduces rules on high frequency trading. It improves the transparency and oversight of financial markets – including derivatives markets - and addresses the issue of excessive price volatility in commodity derivatives markets.

A new framework will improve conditions for competition in the trading and clearing of financial instruments. Building on the rules already in place, the revised MiFID also strengthens the protection of investors by introducing robust organisational and conduct requirements or by strengthening the role of management bodies. The new framework also increases the role and supervisory powers of regulators and establishes powers to prohibit or restrict the marketing and distribution of certain products in well-defined circumstances. A harmonised regime for granting access to EU professional markets for firms from third countries, based on an equivalence assessment of third country jurisdictions by the Commission, is introduced.

Full press release

Full Directive on markets in financial instruments

Full Regulation on markets in financial instruments text



© European Commission


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