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03 April 2012

ESMA publishes the responses received to the Consultation on ESMA guidelines for the regulatory framework for ETFs and other UCITS issues


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この提案は合成型と現物型両方のUCITS ETFsを対象とし、UCITS ETFs、インデックス連動型UCITS、効率的なポートフォリオ運用テクニック、UCITSのトータルリターンスワップ及び戦略的インデックスに課されることが見込まれる義務について詳細な内容を提示している。


ESMA’s proposals go wider than ETFs and cover such areas as the use of total return swaps by any UCITS, for which ESMA envisages additional obligations with respect to the collateral to be provided, or UCITS investing in strategy indices, where the requirements on eligibility of such indices have been tightened. The proposals also include placing an obligation on UCITS ETFs to use an identifier, and facilitating the ability of investors to redeem their shares, whether in the secondary market or directly with the ETF provider.

Press release



© ESMA


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