18 December 2017

ESMA（欧州証券市場機構）、MiFID2（第2次金融商品市場指令）・MiFIR（金融商品市場規則）におけるデータ報告に関するQ&Aを更新

This document includes updated Q&As on:

• Unknown date of admission
• Concept of underlying
• Non-EU branches of EU Investment firms

The purpose of this document is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR in relation to regulatory data reporting topics. It provides responses to questions posed by the general public and market participants in relation to the practical application of data reporting requirements.

The Q&A mechanism is a practical convergence tool used to promote common supervisory approaches and practices. ESMA will periodically review these Q&As on a regular basis to update them where required and to identify if, in a certain area, there is a need to convert some of the material into ESMA Guidelines and recommendations.

Full Q&A

© ESMA