Follow Us

Follow us on Twitter  Follow us on LinkedIn
 

02 October 2018

ESMA(欧州証券市場機構)、MiFID2(第2次金融商品市場指令)・MiFIR(金融商品市場規則)に基づくコモディティ・デリバティブに関するQ&Aを更新


Default: Change to:


The purpose of these Q&As is to promote common supervisory approaches and practices in the application of MiFID II and MiFIR. They provide responses to questions raised by market participants in relation to the application of the level 1 and level 2 provisions relating to commodity derivatives.


These Q&As provide clarification on issues related to the MiFID II/MiFIR regime for commodity derivatives, including on position limits, position reporting and ancillary activity.

New or revised answers are provided on the following topics:

On the ancillary activity test Q&A numbers 3 and 10 were updated, and Q&A 13 was deleted.

On position limits and reporting, two new Q&As clarify the treatment of legacy positions on OTFs and specifies further the types of firms that have to submit weekly position reports.

Full Q&As



© ESMA


< Next Previous >
Key
 Hover over the blue highlighted text to view the acronym meaning
Hover over these icons for more information



Add new comment