10 October 2017

ESMA（欧州証券市場機構）、AIFMD（オルタナティブ投資ファンド・マネージャー指令）及びUCITS（集団投資スキーム）指令に関するQ&Aを更新

The UCITS Q&A includes one new question and answer on:

• Periodic reporting under Article 13 of SFTR for UCITS and AIFs to investors on the use of SFTs and total return swaps.

The AIFMD Q&A includes three new questions and answers on:

• Application of remuneration disclosure requirements to staff of the delegate of an AIFM to whom portfolio management or risk management activities have been delegated;
• Manner of disclosure of AIFM delegates’ staff remuneration in Annual Reports; and
• Periodic reporting under Article 13 of SFTR for UCITS and AIFs to investors on the use of SFTs and total return swaps.

The purpose of these Q&A documents is to promote common supervisory approaches and practices of both the AIFMD and the UCITS Directive and their implementing measures.

UCITS Q&As

AIFMD Q&As

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