CESR 3rd set of guidelines on MAD Level 3

18 May 2009

CESR issued its third set of CESR guidance on the harmonisation of requirements for insiders lists, Suspicious Transactions Reporting. Two more subjects have not been considered as having the same priority level and will be addressed at a later point

CESR issued its third set of CESR guidance on the harmonisation of requirements for insiders lists, Suspicious Transactions Reporting (STRs).

 

Two more subjects that have been identified in the work programme for further guidance, i.e. the mapping of the existing thresholds in Member States and other practices regarding directors' dealings as well as possible guidance on the definition of inside information with regard to commodity derivatives to the extent possible, have not been considered as having the same priority level and will be addressed at a later point of time.

 

CESR also prepared a feedback statement and a Q&A on the consultation and the responses received. 

 

Guidelines

Feedback statement

Q&A

 

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