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Commission consults on UCITS depositary function
The Commission requests comments on the depositary’s duties, the responsibility regime, organisational requirements and on the eligibility criteria and supervision. The outcome will serve as guidelines for potential future initiatives.
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IOSCO consults on Principles for Periodic Disclosure by Listed Entities
These Principles set out the issues to be considered by securities regulators in developing disclosure regimes for the periodic reports of listed entities.
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Commission consults on reforms of EU derivatives markets
The Communication outlines the tools to ensure a higher degree of standardization and transparency of the OTC derivatives market. The Commission will also assess the channelling of further trade flow through transparent and efficient trading venues.
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Draft commentary on the Convention on Substantive Rules on Intermediated Securities
The draft Official Commentary explains the substantive law provisions set out in Chapters I-VI of the draft Convention.
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CESR consults on a pan-European short selling disclosure regime
CESR developed a list which provided an overview of the situation across Europe. CESR also considered it appropriate to launch a policy review, with the aim of formulating pan-European standards for short selling.
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CESR: report on Financial Information - Coordination of Enforcement Activities
The results provide a full assessment of CESR Members’ application of Standard No 2 by the Review Panel and reflect some changes in the conclusions drawn by CESR Members in relation to their self-assessments.
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CESR calls for evidence on ratings issued by third countries CRAs in the EU
CESR is interested in the third country CRAs planning to apply for External Credit Assessment Institution recognition, and the use of their ratings by EU financial entities and other relevant market participants.
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