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The report on IOSCO Standards Implementation Monitoring (ISIM) on Secondary and Other Market Principles is based on an AC Review of 40 IOSCO member jurisdictions from both emerging and advanced markets. The ISIM program calls for participating members to report the results of their self-assessments regarding the status of the implementation of selected IOSCO Principles and Standards.
The main objective of the Review was to establish a global overview of the status of implementation of each of the five Secondary and Other Market Principles by participating member jurisdictions, based on their self-assessments.
The Review identified gaps in the implementation of the five market principles, particularly in nascent and emerging market jurisdictions. The Review also offered examples of good practices in implementing these principles. The scope of the Review was limited to authorized exchanges and is based on information as of 15 October 2018.
The Secondary and Other Market Principles form part of IOSCO’s 38 Objectives and Principles of Securities Regulation, which provide core elements of an essential regulatory framework for securities regulations.