BaFin Quarterly No.1

26 April 2007

The German Federal Financial Supervisory Authority issued its first edition of the BaFinQuarterly. One of the main topics is an article on our Minimum Requirements for Risk Management, which we have been introduced to implement the Basel Supervisory Review Process. Other major topics discussed include articles on the Solvency II project and the transposition of the EU Transparency Directive into German law. Finally, the publication includes an article of the “New approach for regulating crossborder activities by stock exchanges and securities service providers in the US, and on “MiFID: Banking industry wants more legal certainty”.

Publication

© Graham Bishop